SEC Form 4 · accession 0001248915-15-000052
BOK FINANCIAL CORP · BOKF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan H Ellinor
Officer — COO, Sr. EVP · Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 3,686 | $48.46 | A | 47,884 | D | |
| Common Stock | Mar 4, 2015 | M | 4,384 | $36.65 | A | 52,268 | D | |
| Common Stock | Mar 4, 2015 | M | 7,413 | $55.94 | A | 59,681 | D | |
| Common StockF1,F2 | Mar 5, 2015 | F | 15,483 | $58.8425 | D | 44,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Stock OptionsF3,F4 | $48.46 | Mar 4, 2015 | M | 3,686 | D | — | — | Common Stock | 3,686 | 0 | D |
| 2009 Stock OptionsF3,F4 | $36.65 | Mar 4, 2015 | M | 4,384 | D | — | — | Common Stock | 4,384 | 0 | D |
| 2011 Stock OptionsF3,F4 | $55.94 | Mar 4, 2015 | M | 7,413 | D | — | — | Common Stock | 7,413 | 0 | D |
Explanation of responses
- F1The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F2The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $58.8051 to 58.8677, inclusive.
- F3For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.
- F4Options expire 3 years after vesting.