SEC Form 4 · accession 0001654954-17-002794
BLOOMIA HOLDINGS, INC. · TULP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Cherrey
Officer — Dir. of Finance, PAO-PFO
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875355
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $3.03 | Mar 28, 2017 | H | 7,500 | D | May 21, 2015 | May 21, 2024 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (right to buy)F2,F3 | $2.22 | Mar 28, 2017 | A | 10,246 | A | Mar 28, 2017 | May 21, 2024 | Common Stock | 10,246 | 10,246 | D |
Explanation of responses
- F1Scheduled to become exercisable with respect to one-third of the underlying shares on each of May 21, 2015, 2016 and 2017.
- F2The two transactions reported involve the adjustment of an outstanding stock option to both (i) reduce the exercise price and (ii) increase the underlying shares of common stock to recognize the $0.70 cash dividend paid to the Issuer's shareholders on January 6, 2017.
- F3Exercisable with respect to two-thirds of the underlying shares. Scheduled to become exercisable with respect to the remaining one-third of the underlying shares on May 21, 2017.