SEC Form 4 · accession 0001179110-15-009625
BLOOMIA HOLDINGS, INC. · TULP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Halfmann
Officer — Chief Sales & Mktg Officer
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875355
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $2.82 | Jun 9, 2015 | A | 40,000 | A | Jun 9, 2016 | Jun 9, 2025 | Common Stock | 40,000 | 40,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jun 9, 2015 | A | 10,000 | A | — | — | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Exercisable in annual one-third increments on the first, second, and third anniversaries of the date of this option grant.
- F2Each restricted stock unit represents a contingent right to receive one share of ISIG common stock.
- F3The restricted stock units vest in three equal annual installments beginning June 9, 2016 and will be delivered to reporting person on vest date.