SEC Form 4 · accession 0000353184-17-000034
BLOOMIA HOLDINGS, INC. · TULP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AIR T INC
10% Owner
Period of report
Jun 21, 2017
Accepted (ET)
Jul 17, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2017 | P | 432 | $0.9648 | A | 1,685,536 | D | |
| Common StockF1 | Jun 22, 2017 | P | 2 | $1.46 | A | 1,685,538 | D | |
| Common StockF1 | Jun 30, 2017 | P | 49 | $0.9804 | A | 1,685,587 | D | |
| Common StockF2,F1 | Jul 7, 2017 | P | 1,203 | $1.035 | A | 1,686,790 | D | |
| Common StockF1 | Jul 10, 2017 | P | 23 | $1.0635 | A | 1,686,813 | D | |
| Common StockF3,F1 | Jul 11, 2017 | P | 3,500 | $1.025 | A | 1,690,313 | D | |
| Common StockF1 | Jul 12, 2017 | P | 21,596 | $1.025 | A | 1,711,909 | D | |
| Common StockF1 | Jul 14, 2017 | P | 7,000 | $1.025 | A | 1,718,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the Reporting Person and the other members of such group on August 18, 2014. The Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of its pecuniary interest therein. The securities reported herein do not include any securities held by the other members of this Section 13(d) group, as such shares have been reported in a separate form filing under Section 16.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.03015 to $1.03970. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.025 to $1.27. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.