SEC Form 4 · accession 0000353184-15-000058
BLOOMIA HOLDINGS, INC. · TULP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AIR T INC
10% Owner
Period of report
Oct 5, 2015
Accepted (ET)
Dec 17, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875355
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 5, 2015 | P | 100 | $2.60 | A | 1,644,333 | D | |
| Common stockF2,F1 | Oct 12, 2015 | P | 200 | $2.5875 | A | 1,644,533 | D | |
| Common stockF1 | Oct 13, 2015 | P | 60 | $2.60 | A | 1,644,593 | D | |
| Common stockF1 | Dec 9, 2015 | P | 1,000 | $2.95 | A | 1,645,593 | D | |
| Common stockF3,F1 | Dec 10, 2015 | P | 1,407 | $2.9475 | A | 1,647,000 | D | |
| Common stockF4,F1 | Dec 14, 2015 | P | 4,300 | $2.8908 | A | 1,651,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the Reporting Person and the other members of such group on August 18, 2014. The Reporting Persons disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of its pecuniary interest therein. The securities reported herein do not include any securities held by the other members of this Section 13(d) group, as such shares have been reported in a separate form filing under Section 16.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.575 to $2.6. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.93 to $2.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F4The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.87 to $2.9. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.