SEC Form 4 · accession 0001628280-17-009973
LAPOLLA INDUSTRIES INC · LPAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Kurtz
Director · 10% Owner · Other
Period of report
May 25, 2005
Accepted (ET)
Oct 19, 2017 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, PV $.01 | May 25, 2005 | G | 10,000 | $0.00 | D | 71,439,291 | D | |
| Common Stock, PV $.01 | May 25, 2005 | G | 10,000 | $0.00 | D | 71,429,291 | D | |
| Common Stock, PV $.01 | May 25, 2005 | G | 10,000 | $0.00 | D | 71,419,291 | D | |
| Common Stock, PV $.01 | Mar 13, 2007 | G | 100,000 | $0.00 | D | 71,319,291 | D | |
| Common Stock, PV $.01 | Mar 13, 2007 | G | 100,000 | $0.00 | D | 71,219,291 | D | |
| Common Stock, PV $.01 | Mar 13, 2007 | G | 50,000 | $0.00 | D | 71,169,291 | D | |
| Common Stock, PV $.01 | Mar 13, 2007 | G | 25,000 | $0.00 | D | 71,144,291 | D | |
| Common Stock, PV $.01 | Oct 24, 2008 | G | 5,000 | $0.00 | D | 71,139,291 | D | |
| Common Stock, PV $.01 | Oct 24, 2008 | G | 5,000 | $0.00 | D | 71,134,291 | D | |
| Common Stock, PV $.01 | Oct 24, 2008 | G | 5,000 | $0.00 | D | 71,129,291 | D | |
| Common Stock, PV $.01 | Oct 24, 2008 | G | 3,000 | $0.00 | D | 71,126,291 | D | |
| Common Stock, PV $.01 | Oct 21, 2009 | G | 100,000 | $0.00 | D | 71,026,291 | D | |
| Common Stock, PV $.01 | Oct 21, 2010 | G | 92,092 | $0.00 | D | 70,934,199 | D | |
| Common Stock, PV $.01F1,F2 | Dec 12, 2014 | P | 40,161 | $0.39 | A | 70,974,360 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with previously reported sale transactions. As a result and in an abundance of caution, the Reporting Person voluntarily disgorged any profits he could have realized from such transactions to the Issuer as if such sale transactions had not been rescinded.
- F2Due to an administrative error, the number of shares held by the Reporting Person was over reported by 2,810 shares in previous Form 4 filings. The amount of securities beneficially owned by the Reporting Person is accurate as of the date of this filing.