SEC Form 4 · accession 0001209191-17-039844
XL GROUP LTD · XL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene M McQuade
Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000875159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 12, 2017 | M | 2,500 | $32.28 | A | 62,731 | D | |
| Common Shares | Jun 12, 2017 | M | 10,000 | $9.84 | A | 72,731 | D | |
| Common SharesF1 | Jun 12, 2017 | S | 4,221 | $42.51 | D | 68,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy) | $32.28 | Jun 12, 2017 | M | 2,500 | D | Apr 25, 2011 | Apr 25, 2018 | Common Shares | 2,500 | 0 | D |
| Stock Option (Right to buy) | $9.84 | Jun 12, 2017 | M | 10,000 | D | May 1, 2012 | May 1, 2019 | Common Shares | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is the sale price. The reporting person undertakes to provide to XL Group Ltd, any security holder of XL Group Ltd or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold.