SEC Form 4 · accession 0000874977-19-000019
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Tacchetti
Officer — Senior Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF2 | Mar 1, 2019 | A | 2,500 | $0.00 | A | 18,039 | D | |
| Common Shares without Par ValueF2 | Mar 1, 2019 | F | 759 | $34.06 | D | 17,280 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to a prior Restricted Stock Award on 3/1/18, which has a performance-based vesting. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16b-3(e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of $34.06 represents the closing price of STFC's common shares on March 1, 2019.
- F2Includes the following acquisitions: 4.425917 shares acquired in December 2018 as Restricted Dividend Reinvestment; and 302.545 shares acquired in December 2018 through the STFC Employee Stock Purchase Plan.