SEC Form 4 · accession 0000874977-19-000014
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Alan Jones
Officer — Vice President
Period of report
Feb 26, 2019
Accepted (ET)
Feb 27, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Feb 26, 2019 | M | 1,356 | $18.78 | A | 8,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF2 | $18.78 | Feb 26, 2019 | M | 1,356 | D | Mar 4, 2011 | Mar 3, 2020 | Common Shares | 1,356 | 0 | D |
Explanation of responses
- F1Includes the following acquisitions: 18.671 shares acquired in March, 2018; 16.934 shares acquired in June, 2018; 17.909 shares acquired in September, 2018; 16.408 shares acquired in December, 2018 and 1.880 shares acquired in February, 2019 as Dividend Reinvestment; and 9.466 shares acquired in 2018 as Restricted dividend reinvestment. Also includes 159.646 shares acquired in June, 2018 and 163.043 shares acquired in December, 2018 through the STFC Employee Stock Purchase Plan.
- F2Field should be left blank, but due to a software defect, requires imput.