SEC Form 4 · accession 0000874977-19-000005
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Petrucci
Officer — Senior Vice President
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF2 | Dec 31, 2018 | F | 167 | $34.04 | D | 21,457 | D | |
| Common Shares without Par ValueF2 | Dec 31, 2018 | F | 334 | $34.04 | D | 21,123 | D | |
| Common Shares without Par ValueF2 | Dec 31, 2018 | F | 389 | $34.04 | D | 20,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to a prior stock award dated 3/1/2018 of common shares in which 1,404 shares vested on 12/31/18. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16b-3 (e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of 34.04 represents the closing price of STFC's common shares on December 31, 2018. Due to this Section 16 officer's retirement on 12/31/18, the prior stock award dated 3/3/2016 of 1,091 shares fully vested on 12/31/18.
- F2Includes the following acquisitions: 69.337 shares acquired in February 2018 and 64.812 shares acquired in March 2018 as dividend reinvestment; 347.035 shares acquired in June 2018 through the State Auto Financial Employee Stock Purchase Plan; 11.163 shares acquired through restricted dividend reinvestment; and 53.981 shares acquired as DRIP reinvestment.