SEC Form 4 · accession 0000874977-19-000004
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Stachura
Officer — Senior Vice President
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par Value | Dec 31, 2018 | F | 892 | $34.04 | D | 19,278 | D | |
| Common Shares without Par Value | Dec 31, 2018 | F | 278 | $34.04 | D | 19,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to prior stock awards of 2,335 and 10,000 common shares in which 778 shares out of the 2,335 shares vested on 12/31/18; and 2,500 shares out of the 10,000 shares vested on 12/3/18. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16b-3(e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of 34.04 represents the closing price of STFC's common shares on December 31, 2018.