SEC Form 4 · accession 0000874977-18-000113
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Stachura
Officer — Senior Vice President
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF2 | Sep 17, 2018 | F | 1,345 | $30.88 | D | 20,313 | D | |
| Common Shares without Par Value | Sep 17, 2018 | F | 143 | $30.88 | D | 20,170 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to prior stock awards of 4,430 and 470 common shares which vested on 9/17/18. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16b-3(e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of 30.88 represents the closing price of STFC's common shares on September 17, 2018.
- F2Includes the following acquisitions: 531.306 shares acquired in June 2018 through the State Auto ESPP Plan; and 22.455 shares acquired in March 2018 and 21.80 shares acquired in June 2018 as Restricted Reinvestment.