SEC Form 4 · accession 0000874977-18-000112
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Tacchetti
Officer — Senior Vice President
Period of report
Aug 27, 2018
Accepted (ET)
Aug 28, 2018 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF2 | Aug 27, 2018 | F | 825 | $31.25 | D | 16,402 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to a prior stock award of 2,718 common shares which vested on August 27, 2018. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16b-3(e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of $31.25 represents the closing price of STFC's common shares on August 27, 2018.
- F2Includes the following acquisitions: 547.757 shares acquired in June 2018 through the State Auto ESPP plan; and 14.434 shares acquired in March 2018 as Restricted Reinvestment and 14.01 shares acquired in June 2018 as Restricted Reinvestment..