SEC Form 4 · accession 0000874977-18-000082
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Eugene English
Officer — Senior Vice President
Period of report
May 25, 2018
Accepted (ET)
May 29, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | May 25, 2018 | M | 12,025 | $14.49 | A | 47,208 | D | |
| Common Shares without par valueF1 | May 25, 2018 | S | 12,025 | $30.06 | D | 35,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy (NQ) | $14.49 | May 25, 2018 | M | 12,025 | D | Mar 5, 2010 | Mar 4, 2019 | Common Shares | 12,025 | 12,025 | D |
Explanation of responses
- F1Includes the following acquisitions: 64.883 shares acquired in March 2018 through the STFC 401(k) Plan and 8.988 shares acquired in March 2018 as Restricted Reinvestment.