SEC Form 4 · accession 0000874977-18-000036
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Robert Pollak
Officer — Vice President
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1,F2 | Mar 5, 2018 | F | 275 | $28.58 | D | 2,601 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereiof) for payment of tax liability incident to a prior stock award of 826 common shares which vested on March 5, 2018. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16-b-3 (e) and is therefore exempt from the provisions of Section 16(b) of the Securites Exchange Act of 1934. The price per share of $ 28.58 represents the closing price of STFC's common shares on March 5, 2018.
- F2Includes the following acquisitions: 57.368 shares acquired in June 2017 and 59.689 shares acquired in December 2017 under the State Auto Financial Corporation Employee Stock Purchase Plan; Also includes 0.659, 12.143, and 11.186 shares acquried as Restricted Dividend Reinvestment.