SEC Form 4/A · accession 0000874977-18-000034
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kim Burton Garland
Officer — Senior Vice President
Period of report
Sep 2, 2016
Accepted (ET)
Mar 5, 2018 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1,F2 | Sep 2, 2016 | P | 1,804 | $23.53 | A | 62,234 | D | |
| Common Shares without par valueF3 | Mar 1, 2018 | A | 3,171 | $0.00 | A | 65,405 | D | |
| Common Shares without par valueF4 | Mar 1, 2018 | A | 10,000 | $0.00 | A | 75,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired on 9/2/16 through an exchange into STFC stock in the State Auto Non-qualifed Deferred Comp Plan.
- F2Includes the following acquisitions: 615.643 shares acquired on 6/30/17 and 330.145 shares acquired on 12/31/17 through the State Auto Financial Employee Stock Purchase Plan; includes 298.282 shares acquired through Broker as Reinvested shares; and 96.347 shares acquired as Restricted Dividend Reinvestment. Also includes 1,148.283 shares acquired through the State Auto Financial 401(k) plan; and 10,185.361 shares acquired through the State Auto Non-qualified Deferred Comp Plan.
- F3Represents a Restricted Stock Grant of 3,171 shares issued on 3/1/18, which has a time-based vesting over a 3 year period, with 1/3 vesting each year on December 31.
- F4Represents a Restricted Stock Grant of 10,000 shares issued on 3/1/18, which has a time-based vesting over a 4 year period, with 1/4 vesting each year on December 31.