SEC Form 4/A · accession 0000874977-18-000033
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John M Petrucci
Officer — Senior Vice President
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF1,F2 | Mar 1, 2018 | A | 1,404 | $0.00 | A | 21,201 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a Restricted Stock Grant of 1,404 shares issued on 3/1/18, which has a time-based vesting over a 3 year period, with 1/3 vesting each year on December 31.
- F2Includes the following acquisitions: 61.573 shares acquired in December 2017 through the State Auto Financial 401(k) plan; 387.379 shares acquired in December 2017 under the State Auto Financial Employee Stock Purchase Plan; 29.054, 24.423 and 34.069 shares acquired through restricted dividend reinvestment.