SEC Form 4/A · accession 0000874977-18-000026
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Larocco
Officer — President, CEO · Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF1,F2 | Mar 1, 2018 | A | 8,363 | $0.00 | A | 49,532 | D | |
| Common Shares withou Par ValueF3 | Mar 1, 2018 | A | 20,000 | $0.00 | A | 69,532 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a Restricted Stock Grant of 8,363 shares issued on 3/1/18, which has a time-based vesting over a 3 year period, with 1/3 vesting each year on December 31.
- F2Includes the following acquisitions: 346.583 shares acquired in December 2017 through the Employee Stock Purchase Plan; 39.388 shares acquired in September 2017 and 35.884 shares acquired in December 2017 through the State Auto Financial 401(k) Plan; 119.6277 and 111.4375 shares acquired through Restricted Dividend Reinvestment; 325.663 shares acquired through Broker as dividend reinvestment.
- F3Represents a Deferred Stock Unit Award of 20,000 shares issued on 3/1/18 which vests over a 3 year period, with 1/3 vesting each year on the anniversary of the grant date.