SEC Form 4 · accession 0000874977-18-000024
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Alan Jones
Officer — Vice President
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 1, 2018 | M | 790 | $25.81 | A | 7,752 | D | |
| Common Shares without par valueF1 | Mar 1, 2018 | S | 790 | $27.59 | D | 6,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF2 | $25.81 | Mar 1, 2018 | M | 790 | D | Mar 6, 2009 | Mar 5, 2018 | Common Shares | 790 | 0 | D |
Explanation of responses
- F1Includes the following acquisitions: 14.980 shares acquired on 3/30/17, 16.453 shares acquired on 6/30/17, 17.216 shares acquired on 9/30/17 and 15.685 shares acquired on 12/31/17 through the State Auto Financial 401(k) plan; 332.704 shares acquired on 6/30/17 and 346.163 shares acquired on 12/31/17 through the State Auto Employee Stock Purchase Plan; .472621, 10.495359 and 9.668329 shares acquired as Restricted dividend reinvestment. Also includes 1.693 shares acquired as dividend reinvestment and indirect holdings by spouse of 8.268 shares.
- F2Field should be left blank, but due to a software defect, requires input.