SEC Form 4 · accession 0000874977-18-000015
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Eugene English
Officer — Senior Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Feb 27, 2018 | M | 10,834 | $25.81 | A | 33,397 | D | |
| Common Shares without par valueF1 | Feb 27, 2018 | S | 10,834 | $27.83 | D | 22,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy (NQ) | $25.81 | Feb 27, 2018 | M | 10,834 | D | Mar 6, 2009 | Mar 5, 2018 | Common Shares | 10,834 | 10,834 | D |
Explanation of responses
- F1Includes the following acquisitions: 59.215 shares acquired in March 2017, 65.035 shares acquired in June 2017, 63.83 shares acquired in September 2017 and 58.152 shares acquired in December 2017 through the STFC 401(k) Plan; 215.979 shares acquired in June 2017 and 225.008 shares acquired in December 2017 through the State Auto Financial Corp. Employee Stock Purchase Plan; 1.895, 37.245 and 34.548 shares acquired in 2017 as Restricted Reinvestment.