SEC Form 4 · accession 0000874977-18-000005
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa A Centers
Officer — Senior Vice President
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF1 | Feb 23, 2018 | M | 1,114 | $25.81 | A | 5,035 | D | |
| Common Shares without Par ValueF1 | Feb 23, 2018 | S | 767 | $27.601 | D | 4,268 | D | |
| Commons Shares without Par ValueF1 | Feb 23, 2018 | S | 300 | $27.655 | D | 3,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy (NQ) | $25.81 | Feb 23, 2018 | M | 1,114 | D | Mar 6, 2009 | Mar 5, 2018 | Common Shares | 1,114 | 1,114 | D |
Explanation of responses
- F1Includes the following acquisitions: 505.155 shares acquired in December 2016, 444.182 shares acquired in June 2017, and 468.086 shares acquired in December 2017, under the State Auto Financial Employee Stock Purchase Plan; Includes 5.707 shares acquired in March 2017, 6.268 shares acquired in June 2017, 7.779 shares acquired in Sept. 2017 and 7.087 shares acquired in December 2017 thru the State Auto Financial 401(k) plan . Also includes the following acquisitions: 9.541, 8.090 and 37.212 shares acquired thru Restricted Dividend Reinvestment.