SEC Form 4 · accession 0000874977-17-000085
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Larocco
Officer — President, CEO · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF1 | Aug 31, 2017 | M | 11,350 | $23.01 | A | 40,190 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF2 | $23.01 | Aug 31, 2017 | M | 11,350 | D | — | May 7, 2025 | Common Shares | 11,350 | 11,350 | D |
Explanation of responses
- F1Includes the following acquisitions: 1,214.147 shares acquired in June 2016 and 599.866 shares acquired in June 2017 through the Employee Stock Purchase Plan; 45.196 shares acquired in March 2016; 47.859 shares acquired in June 2016; 42.399 shares acquired in September 2016; 37.257 shares acquired in December 2016; 37.021 shares acquired in March 2017 and 40.659 shares acquired in June 2017 as dividend reinvestment..
- F2Grant has a graded vesting schedule. Date Exercisable will vary for each vesing tranche.