SEC Form 4 · accession 0000874977-17-000063
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica Elizabeth Clark
Officer — Senior Vice President
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par value | May 25, 2017 | M | 10,850 | $17.03 | A | 20,922 | D | |
| Common Shares without par value | May 25, 2017 | S | 10,850 | $24.49 | D | 10,072 | D | |
| Common Shares without par value | May 25, 2017 | M | 26,420 | $16.80 | A | 36,492 | D | |
| Common Shares without par value | May 25, 2017 | S | 26,420 | $24.52 | D | 10,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) NQF2,F1 | $17.03 | May 25, 2017 | M | 10,850 | D | — | Mar 2, 2021 | Common Shares | 10,850 | 0 | D |
| Stock Option (Right to Buy) NQF2,F1 | $16.80 | May 25, 2017 | M | 26,420 | D | — | Feb 28, 2023 | Common Shares | 26,420 | 0 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.
- F2Multiple lots for the same price for this order have been combined.