SEC Form 4 · accession 0000874977-17-000061
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica Elizabeth Clark
Officer — Senior Vice President
Period of report
May 23, 2017
Accepted (ET)
May 24, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | May 23, 2017 | M | 6,203 | $22.72 | A | 16,275 | D | |
| Common Shares without par valueF1 | May 23, 2017 | S | 6,203 | $24.56 | D | 10,072 | D | |
| Common Shares without par valueF1 | May 23, 2017 | M | 3,079 | $21.54 | A | 13,151 | D | |
| Common Shares without par valueF1 | May 23, 2017 | S | 3,079 | $24.59 | D | 10,072 | D | |
| Common Shares without par valueF1 | May 23, 2017 | M | 1,300 | $13.53 | A | 11,372 | D | |
| Common Shares without par valueF1 | May 23, 2017 | S | 1,300 | $24.45 | D | 10,072 | D | |
| Common Shares without par valueF1 | May 23, 2017 | M | 7,876 | $21.23 | A | 17,948 | D | |
| Common Shares without par valueF1 | May 23, 2017 | S | 7,876 | $24.54 | D | 10,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) NQF3,F2 | $22.72 | May 23, 2017 | M | 6,203 | D | — | Mar 5, 2025 | Common Shares | 6,203 | 3,054 | D |
| Stock Option (Right to Buy) NQF3,F2 | $21.54 | May 23, 2017 | M | 3,079 | D | — | Mar 3, 2026 | Common Shares | 3,079 | 5,975 | D |
| Stock Option (Right to Buy) NQF3,F2 | $13.53 | May 23, 2017 | M | 1,300 | D | — | Feb 28, 2022 | Common Shares | 1,300 | 7,841 | D |
| Stock Option (Right to Buy) NQF3,F2 | $21.23 | May 23, 2017 | M | 7,876 | D | — | Mar 6, 2024 | Common Shares | 7,876 | 0 | D |
Explanation of responses
- F1Includes the following acquisitions: 15.96 shares acquired as Restricted Reinvestment in March 2017.
- F2Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.
- F3Multiple lots for the same price for this order have been combined.