SEC Form 4 · accession 0000874977-17-000019
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Alan Jones
Officer — Vice President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 16, 2017 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 10, 2017 | F | 236 | $27.18 | D | 6,181 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes the following acquisitions: 13.953 shares acquired in March 2016, 14.775 shares acquired in June 2016, 13.965 shares acquired in September 2016, and 12.272 shares acquired in December 2016 as Dividend Reinvestment; 208.638 shares acquired in June 2016 and 330.500 shares acquired in December 2016 under the State Auto Financial Corporation Employee Stock Purchase Plan; 34.206, 24.027 and 11.040 shares acquired as Restricted Dividend Reinvestment; Also includes indirect holdings by spouse of 51.529 shares. The reporting person disclaims beneficial ownership of shares held by spouse.
- F2Represents common shares surrendered by the reporting person to STFC (or disposed to the issuer thereof) for payment of tax liability incident to a prior stock award of 671 common shares which vested on March 6, 2017. Prior thereto, such disposition to the issuer had been approved by the STFC Compensation Committee pursuant to Rule 16-b-3(e) and is therefore exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934. The price per share of $27.18 represents the closing price of STFC's common shares on March 6, 2017.