SEC Form 4 · accession 0000874977-16-000163
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Robert Pollak
Officer — Vice President
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 3, 2016 | A | 776 | $0.00 | A | 2,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $21.92 | Mar 3, 2016 | A | 3,379 | A | Mar 3, 2017 | Mar 2, 2026 | Common Shares | 3,379 | 3,379 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 776 shares was issued on 3/3/16 which has a 3 year cliff vest based on service only; 64.905 shares acquired in June 2015 and 70.651 shares acquired in December 2015 under the State Auto Financial Corporation Employee Stock Purchase Plan.
- F2The options vest in three equal annual installments beginning on March 3, 2017.
- F3Field should be left blank, but due to a software defect, requires imput.