SEC Form 4 · accession 0000874977-16-000155
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Eugene English
Officer — Senior Vice President
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 3, 2016 | A | 2,334 | $0.00 | A | 21,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $21.92 | Mar 3, 2016 | A | 10,164 | A | Mar 3, 2017 | Mar 2, 2026 | Common Shares | 10,164 | 10,164 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 2,334 shares was issued on 3/3/16 which has a 3 year cliff vest based on service only; 50.099 shares acquired in March 2015, 51.500 shares acquired in June 2015, 52.382 shares acquired in September 2015 and 60.191 shares acquired in December 2015 under the STFC Dividend Reinvestment Plan; 485.07 shares acquired in June 2015 and 528.796 shares acquired in December 2015 through the State Auto Financial Corp. Employee Stock Purchase Plan; 24.650 and 42.750 shares acquired in 2015 as Restricted Reinvestment.
- F2The options vest in three equal annual installments beginning on March 3, 2017.
- F3Field should be left blank, but due to a software defect, requires input.