SEC Form 4 · accession 0000874977-15-000077
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Alan Jones
Officer — Vice President
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Jun 1, 2015 | M | 800 | $14.49 | A | 4,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF2 | $14.49 | Jun 1, 2015 | M | 800 | D | Mar 5, 2010 | Mar 4, 2019 | Common Shares | 800 | 0 | D |
Explanation of responses
- F1Includes the following acquisitions: 2.203 shares acquired in March 2015 through the State Auto Financial 401(k) plan; 6.099 shares acquired in March, 2015 as Dividend Reinvestment; and 5.508 shares acquired in March 2015 as Restricted dividend reinvestment.
- F2Field should be left blank, but due to a software defect, requires imput.