SEC Form 4 · accession 0000874977-15-000066
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Larocco
Officer — President, CEO
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par ValueF1 | May 7, 2015 | A | 7,902 | $0.00 | A | 7,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $23.01 | May 7, 2015 | A | 33,380 | A | May 7, 2016 | May 6, 2026 | Common Shares | 33,380 | 33,380 | D |
Explanation of responses
- F1Includes the following acquisitions: A restricted Stock Grant of 7,902 shares was issued on 5/7/15 which has a 3 year cliff vest based on service only.
- F2The options vest in three equal installments beginning on May 7, 2016.
- F3Field should be left blank, but due to a software defect, requires input.