SEC Form 4 · accession 0000874977-15-000029
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Restrepo Jr.
Officer — Chairman, President, CEO · Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without Par Value | Mar 6, 2015 | P | 7,536 | $22.55 | A | 18,889 | I | By Non-qualified deferred compensation plan |
| Common Shares without Par ValueF1 | Mar 5, 2015 | A | 7,924 | $0.00 | A | 96,811 | D | |
| Common Shares without Par Value | holding | — | — | — | 3,788 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $22.72 | Mar 5, 2015 | A | 33,472 | A | Mar 5, 2016 | Mar 4, 2025 | Common Shares | 33,472 | 33,472 | D |
Explanation of responses
- F1Includes the following acquisitions: A restricted Stock Grant of 7,924 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only.
- F2The options vest in three equal installments beginning on March 5, 2016.
- F3Field should be left blank, but due to a software defect, requires input.