SEC Form 4 · accession 0000874977-15-000026
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clyde Howard Fitch Jr.
Officer — SVP, Chief Sales Officer
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 5, 2015 | A | 1,597 | $0.00 | A | 20,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $22.72 | Mar 5, 2015 | A | 6,747 | A | Mar 5, 2016 | Mar 4, 2025 | Common Stock | 6,747 | 6,747 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 1,597 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only; 0.016 shares acquired in March 2014, 0.016 shares acquired in June 2014, 0.017 shares acquired in June 2014 and 0.016 shares acquired in December 2014 as Dividend Reinvestment; 1.217 and 7.682 shares acquired in March 2014, 1.187 and 7.492 shares acquired in June 2014, 1.320 and 8.327 shares acquired in September 2014 and 1.226 and 7.739 shares acquired in December 2014 under the STFC Restricted Reinvestment Plan; and 590.536 shares acquired in June 2014 and 511.330 shares acquired in December 2014 through the STFC Employee Stock Purchase Plan; 20.340 shares acquired in December 2014 as Dividend Reinvestment.
- F2The options vest in three equal annual installments beginning on March 5, 2016.
- F3Field should be left blank, but due to a software defect, requires input.