SEC Form 4 · accession 0000874977-15-000024
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lyle Dean Rhodebeck
Officer — Senior Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 5, 2015 | A | 1,252 | $0.00 | A | 5,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $22.72 | Mar 5, 2015 | A | 5,288 | A | Mar 5, 2016 | Mar 4, 2025 | Common Shares | 5,288 | 5,288 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 1,252 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only; 11.313 shares acquired in September 2014, 6.208 shares acquired in December 2014 and 5.770 shares acquired in January 2015 as Restricted dividends; 70.746 shares acquired in December 2014 under the State Auto Financial Corporation Employee Stock Purchase Plan.
- F2The options vest in three equal annual installments beginning on March 5, 2016.
- F3Field should be left blank, but due to a software defect, requires imput.