SEC Form 4 · accession 0000874977-15-000023
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia A Powell
Officer — Senior Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 5, 2015 | A | 1,201 | $0.00 | A | 17,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $22.72 | Mar 5, 2015 | A | 5,071 | A | Mar 5, 2016 | Mar 4, 2025 | Common Shares | 5,071 | 5,071 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 1,201 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only; 33.750 and 30.768 shares acquired in March 2014, 32.406 and 29.543 shares acquired in June 2014, 35.548 and 32.407 shares acquired in September 2014, and 29.324 and 32.165 shares acquired in December 2014 under the State Auto Financial CP Reinvestment; 11.668 shares acquired in September 2014, 6.403 shares acquired in December 2014 and 5.951 shares acquired in January 2015 as Restricted dividends.
- F2The options vest in three equal annual installments beginning on March 5, 2016.
- F3Field should be left blank, but due to a software defect, requires input.