SEC Form 4 · accession 0000874977-15-000020
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Eugene English
Officer — Senior Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 5, 2015 | A | 2,471 | $0.00 | A | 17,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $22.72 | Mar 5, 2015 | A | 10,435 | A | Mar 5, 2016 | Mar 4, 2025 | Common Shares | 10,435 | 10,435 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 2,471 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only; 48.573 shares acquired in March 2014, 46.639 shares acquired in June 2014, 54.645 shares acquired in September 2014 and 49.445 shares acquired in December 2014 under the STFC Dividend Reinvestment Plan; and 738.553 shares acquired in June 2014 and 397.488 shares acquired in December 201 through the State Auto Financial Corp. Employee Stock Purchase Plan; 45.301 shares acquired in 2014 as Restricted dividends.
- F2The options vest in three equal annual installments beginning on March 5, 2016.
- F3Field should be left blank, but due to a software defect, requires input.