SEC Form 4 · accession 0000874977-15-000018
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Edward Brown
Officer — Senior Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | Mar 5, 2015 | A | 1,490 | $0.00 | A | 11,709 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) NQF3,F2 | $22.72 | Mar 5, 2015 | A | 6,291 | A | Mar 5, 2016 | Mar 4, 2025 | Common Shares | 6,291 | 6,291 | D |
Explanation of responses
- F1Includes the following acquisitions: A Restricted Stock Grant of 1,490 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only; 0.266 shares acquired in September 2014 and 0.250 shares acquired in December 2014, under the 401k Plan; 20.256 shares acquired in December 2014 as Dividend Reinvestment; 7.737699 shares acquired in September 2014 and 7.191804 shares acquired in December 2014 as Restricted dividends; 243.069 shares acquired in December 2014 under the State Auto Financial Corporation Employee Stock Purchase Plan.
- F2The options vest in three equal annual installments beginning on March 5, 2016..
- F3Field should be left blank, but due to a software defect, requires imput.