SEC Form 4 · accession 0001225208-18-015117

HARTFORD INSURANCE GROUP, INC. · HIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and General Counsel

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 4:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000874766

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 31, 2018	S	682	$45.62	D	19,003	D
Common Stock	Oct 31, 2018	S	1,713	$45.62	D	17,290	D
Common Stock	Nov 1, 2018	F	7,427	$45.14	D	25,898	D
Restricted Stock Units	holding	—	—		—	4,231	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F3	$43.59	holding	—	—	—	—	Mar 1, 2026	Common Stock	37,068	37,068	D
Stock Option^F4	$48.89	holding	—	—	—	—	Feb 28, 2027	Common Stock	40,388	40,388	D
Stock Option^F5	$53.81	holding	—	—	—	—	Feb 27, 2028	Common Stock	39,163	39,163	D

F1Transaction effected pursuant to a pre-planned trading plan entered into on December 15, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
F3One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
F4One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
F5One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.