SEC Form 4 · accession 0001225208-18-015115
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Gervasi
Officer — Executive Vice President
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | F | 8,918 | $45.14 | D | 15,365 | D | |
| Restricted Stock Units | holding | — | — | — | 10,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 22,034 | 22,034 | D |
| Stock OptionF3 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 35,377 | 35,377 | D |
| Stock OptionF4 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 32,949 | 32,949 | D |
| Stock OptionF5 | $48.89 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 40,388 | 40,388 | D |
| Stock OptionF6 | $53.81 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 39,163 | 39,163 | D |
Explanation of responses
- F1Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
- F2The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- F3The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- F4One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F5One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- F6One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date