SEC Form 4 · accession 0001225208-18-015113
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Swift
Officer — Chairman and CEO · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | F | 14,862 | $45.14 | D | 123,966 | D | |
| Common Stock | holding | — | — | — | 3,750 | I | By Spouse | |
| Common Stock | holding | — | — | — | 24,850 | I | Swift Family Gift Trust | |
| Common Stock | holding | — | — | — | 44,200 | I | Swift Family Legacy Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 148,448 | 148,448 | D |
| Stock OptionF3 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 141,388 | 141,388 | D |
| Stock OptionF4 | $28.91 | holding | — | — | — | — | Mar 1, 2021 | Common Stock | 92,937 | 92,937 | D |
| Stock OptionF5 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 103,872 | 103,872 | D |
| Stock OptionF6 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 301,887 | 301,887 | D |
| Stock OptionF7 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 294,481 | 294,481 | D |
| Stock OptionF8 | $48.89 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 302,908 | 302,908 | D |
| Stock OptionF9 | $53.81 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 284,819 | 284,819 | D |
Explanation of responses
- F1Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
- F2The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F3The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- F4The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
- F5The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- F6The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- F7One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F8One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- F9One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.