SEC Form 4 · accession 0001225208-18-008976
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brion S Johnson
Officer — Executive Vice President
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2018 | M | 11,568 | $24.15 | A | 61,444 | D | |
| Common StockF2 | May 7, 2018 | S | 11,568 | $52.295 | D | 49,876 | D | |
| Restricted Stock Units | holding | — | — | — | 19,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $24.15 | May 7, 2018 | M | 11,568 | D | — | Mar 5, 2023 | Common Stock | 11,568 | 34,705 | D |
| Stock OptionF4 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 51,936 | 51,936 | D |
| Stock OptionF5 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 56,604 | 56,604 | D |
| Stock OptionF6 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 55,601 | 55,601 | D |
| Stock OptionF7 | $48.89 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 60,582 | 60,582 | D |
| Stock OptionF8 | $53.81 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 56,964 | 56,964 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on February 28, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $52.10 to $52.61 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- F4The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- F5The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- F6One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F7One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- F8One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.