SEC Form 4 · accession 0001225208-18-008509
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Robinson
Officer — EVP and General Counsel
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2018 | S | 682 | $54.94 | D | 16,942 | D | |
| Common Stock | May 1, 2018 | F | 5,921 | $54.58 | D | 23,793 | D | |
| Restricted Stock Units | holding | — | — | — | 20,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 37,068 | 37,068 | D |
| Stock OptionF4 | $48.89 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 40,388 | 40,388 | D |
| Stock OptionF5 | $53.81 | holding | — | — | — | — | Feb 27, 2028 | Common Stock | 39,163 | 39,163 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on December 15, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan.
- F3One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F4One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- F5One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.