SEC Form 4 · accession 0001225208-18-006001

HARTFORD INSURANCE GROUP, INC. · HIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Douglas G Elliot

Officer — President

Period of report

Mar 9, 2018

Accepted (ET)

Mar 13, 2018 · 4:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000874766

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 9, 2018	M	81,320	$28.05	A	211,667	D
Common Stock^F2	Mar 9, 2018	S	81,320	$55.057	D	130,347	D
Restricted Stock Units	holding	—	—		—	31,567	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F3	$28.05	Mar 9, 2018	M	81,320	D	—	May 4, 2021	Common Stock	81,320	0	D
Stock Option^F4	$24.15	holding	—	—	—	—	Mar 5, 2023	Common Stock	128,535	128,535	D
Stock Option^F5	$35.83	holding	—	—	—	—	Mar 4, 2024	Common Stock	94,429	94,429	D
Stock Option^F6	$41.25	holding	—	—	—	—	Mar 3, 2025	Common Stock	207,547	207,547	D
Stock Option^F7	$43.59	holding	—	—	—	—	Mar 1, 2026	Common Stock	190,486	190,486	D
Stock Option^F8	$48.89	holding	—	—	—	—	Feb 28, 2027	Common Stock	201,939	201,939	D
Stock Option^F9	$53.81	holding	—	—	—	—	Feb 27, 2028	Common Stock	178,012	178,012	D

Explanation of responses

F1Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.00 to $55.24 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The options became fully exercisable on May 4, 2014, the third anniversary of the grant date.
F4The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F5The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F7One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
F8One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
F9One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.