SEC Form 4 · accession 0001225208-18-004965
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas G Elliot
Officer — President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 68,957 | $20.63 | A | 225,001 | D | |
| Common Stock | Feb 27, 2018 | M | 2,500 | $20.63 | A | 227,501 | D | |
| Common StockF2 | Feb 27, 2018 | S | 2,500 | $54.808 | D | 225,001 | D | |
| Common StockF4 | Feb 27, 2018 | F | 25,697 | $53.95 | D | 199,304 | D | |
| Common StockF5 | Feb 27, 2018 | S | 68,957 | $54.228 | D | 130,347 | D | |
| Restricted Stock Units | holding | — | — | — | 31,567 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $53.81 | Feb 27, 2018 | A | 178,012 | A | — | Feb 27, 2028 | Common Stock | 178,012 | 178,012 | D |
| Stock OptionF7 | $20.63 | Feb 27, 2018 | M | 2,500 | D | — | Feb 28, 2022 | Common Stock | 2,500 | 68,957 | D |
| Stock OptionF7 | $20.63 | Feb 27, 2018 | M | 68,957 | D | — | Feb 28, 2022 | Common Stock | 68,957 | 0 | D |
| Stock OptionF8 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 128,535 | 128,535 | D |
| Stock OptionF9 | $28.05 | holding | — | — | — | — | May 4, 2021 | Common Stock | 81,320 | 81,320 | D |
| Stock OptionF10 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 94,429 | 94,429 | D |
| Stock OptionF11 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 207,547 | 207,547 | D |
| Stock OptionF12 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 190,486 | 190,486 | D |
| Stock OptionF13 | $48.89 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 201,939 | 201,939 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F10The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- F11One-third of the options became exercisable on March 3, 2016, an additional one-third of the options became exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F12One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F13One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- F2Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.78 to $54.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules.
- F4The closing price of the Company's common stock on February 21, 2018, the day of certification.
- F5Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.78 to $54.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
- F7The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F8The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- F9The options became fully exercisable on May 4, 2014, the third anniversary of the grant date.
Remarks
cdpoaforct.txt