SEC Form 4 · accession 0001225208-18-004964
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Gervasi
Officer — Executive Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | S | 2,533 | $54.31 | D | 9,456 | D | |
| Common StockF3 | Feb 27, 2018 | F | 4,416 | $53.95 | D | 5,040 | D | |
| Restricted Stock Units | holding | — | — | — | 29,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $53.81 | Feb 27, 2018 | A | 39,163 | A | — | Feb 27, 2028 | Common Stock | 39,163 | 39,163 | D |
| Stock OptionF5 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 11,247 | 11,247 | D |
| Stock OptionF6 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 22,034 | 22,034 | D |
| Stock OptionF7 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 35,377 | 35,377 | D |
| Stock OptionF8 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 32,949 | 32,949 | D |
| Stock OptionF9 | $48.89 | holding | — | — | — | — | Feb 28, 2027 | Common Stock | 40,388 | 40,388 | D |
Explanation of responses
- F1Transaction effected pursuant to a pre-planned trading plan entered into on December 6, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules.
- F3The closing price of the Company's common stock on February 21, 2018, the day of certification.
- F4One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
- F5The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- F6The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- F7One-third of the options became exercisable on March 3, 2016, an additional one-third of the options became exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F8One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F9One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
Remarks
cdpoaforct.txt