SEC Form 4 · accession 0001225208-18-004024

HARTFORD INSURANCE GROUP, INC. · HIG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher Swift

Officer — Chairman and CEO · Director

Period of report

Feb 21, 2018

Accepted (ET)

Feb 23, 2018 · 4:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000874766

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 21, 2018	M	80,679	$0.00	A	141,369	D
Restricted Stock Units	holding	—	—		—	31,567	D
Common Stock	holding	—	—		—	3,750	I	By Spouse
Common Stock	holding	—	—		—	24,850	I	Swift Family Gift Trust
Common Stock	holding	—	—		—	44,200	I	Swift Family Legacy Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	—	Feb 21, 2018	A	80,679	A	—	—	Common Stock	80,679	80,679	D
Performance Shares^F1	—	Feb 21, 2018	M	80,679	D	—	—	Common Stock	80,679	0	D
Stock Option^F2	$20.63	holding	—	—	—	—	Feb 28, 2022	Common Stock	148,448	148,448	D
Stock Option^F3	$24.15	holding	—	—	—	—	Mar 5, 2023	Common Stock	141,388	141,388	D
Stock Option^F4	$28.91	holding	—	—	—	—	Mar 1, 2021	Common Stock	92,937	92,937	D
Stock Option^F5	$35.83	holding	—	—	—	—	Mar 4, 2024	Common Stock	103,872	103,872	D
Stock Option^F6	$41.25	holding	—	—	—	—	Mar 3, 2025	Common Stock	301,887	301,887	D
Stock Option^F7	$43.59	holding	—	—	—	—	Mar 1, 2026	Common Stock	294,481	294,481	D
Stock Option^F8	$48.89	holding	—	—	—	—	Feb 28, 2027	Common Stock	302,908	302,908	D

Explanation of responses

F1On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock.
F2The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
F3The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F4The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
F5The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6One-third of the options became exercisable on March 3, 2016, an additional one-third of the options became exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
F7One-third of the options became exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
F8One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.