SEC Form 4 · accession 0001225208-17-004714
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Rupp
Officer — Executive Vice President
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 23, 2017 | F | 5,020 | $48.36 | D | 38,133 | D | |
| Restricted Stock Units | holding | — | — | — | 18,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $17.83 | holding | — | — | — | — | Nov 4, 2021 | Common Stock | 62,230 | 62,230 | D |
| Stock OptionF4 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 54,467 | 54,467 | D |
| Stock OptionF5 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 89,974 | 89,974 | D |
| Stock OptionF6 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 66,100 | 66,100 | D |
| Stock OptionF7 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 66,038 | 66,038 | D |
| Stock OptionF8 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 57,661 | 57,661 | D |
Explanation of responses
- F1Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.
- F2The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.
- F3The options became fully exercisable on November 4, 2014, the third anniversary of the grant date.
- F4The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F5The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- F6One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- F7One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F8One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.