SEC Form 5 · accession 0001225208-17-003202
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas G Elliot
Officer — President
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | G | 10,000 | $0.00 | D | 93,167 | D | |
| Restricted Stock Units | holding | — | — | — | 30,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 71,457 | 71,457 | D |
| Stock OptionF3 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 128,535 | 128,535 | D |
| Stock OptionF4 | $28.05 | holding | — | — | — | — | May 4, 2021 | Common Stock | 81,320 | 81,320 | D |
| Stock OptionF5 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 94,429 | 94,429 | D |
| Stock OptionF6 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 207,547 | 207,547 | D |
| Stock OptionF7 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 190,486 | 190,486 | D |
Explanation of responses
- F1This transaction involved a gift to a charitable institution.
- F2The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F3The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- F4The options became fully exercisable on May 4, 2014, the third anniversary of the grant date.
- F5One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March4, 2017, the third anniversary of the grant date.
- F6One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable onMarch 3, 2018, the third anniversary of the grant date.
- F7One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018, and the remaining one-third of the options will become exercisableon March 1, 2019, the third anniversary of the grant date.