SEC Form 4 · accession 0001225208-16-040998
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Bromage
Officer — Senior Vice President
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | F | 3,157 | $44.25 | D | 31,575 | D | |
| Restricted Stock Units | holding | — | — | — | 8,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 12,356 | 12,356 | D |
Explanation of responses
- F1Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
- F2One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018, and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.