SEC Form 4 · accession 0001225208-16-039614
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Swift
Officer — Chairman and CEO · Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 23, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | G | 24,850 | $0.00 | D | 55,496 | D | |
| Common Stock | Sep 2, 2016 | G | 44,200 | $0.00 | D | 9,050 | I | By Spouse |
| Common Stock | Sep 14, 2016 | G | 24,850 | $0.00 | A | 24,850 | I | Swift Family Gift Trust |
| Common Stock | Sep 2, 2016 | G | 44,200 | $0.00 | A | 44,200 | I | Swift Family Legacy Trust |
| Restricted Stock Units | holding | — | — | — | 30,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $20.63 | holding | — | — | — | — | Feb 28, 2022 | Common Stock | 148,448 | 148,448 | D |
| Stock OptionF4 | $28.91 | holding | — | — | — | — | Mar 1, 2021 | Common Stock | 92,937 | 92,937 | D |
| Stock OptionF5 | $43.59 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 294,481 | 294,481 | D |
| Stock OptionF6 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 301,887 | 301,887 | D |
| Stock OptionF7 | $35.83 | holding | — | — | — | — | Mar 4, 2024 | Common Stock | 103,872 | 103,872 | D |
| Stock OptionF8 | $24.15 | holding | — | — | — | — | Mar 5, 2023 | Common Stock | 141,388 | 141,388 | D |
Explanation of responses
- F1This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee.
- F2This transaction involved a gift by the reporting person's spouse to the Swift Family Legacy Trust, where the reporting person is the Trustee.
- F3The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- F4The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
- F5One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018, and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F6One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
- F7One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
- F8The options became fully exercisable on March 5, 2016, the third anniversary of the grante date.