SEC Form 4 · accession 0001225208-16-029049
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Bloom
Officer — Executive Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,754 | D | ||
| Restricted Stock Units | holding | — | — | — | 30,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $43.59 | Mar 1, 2016 | A | 32,949 | A | — | Mar 1, 2026 | Common Stock | 32,949 | 32,949 | D |
| Stock OptionF2 | $41.25 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 33,019 | 33,019 | D |
Explanation of responses
- F1One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018, and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- F2One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.