SEC Form 4 · accession 0001225208-16-028034
HARTFORD INSURANCE GROUP, INC. · HIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R. Lewis
Officer — SVP and Controller
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | M | 3,416 | $0.00 | A | 10,513 | D | |
| Common StockF3 | Feb 24, 2016 | F | 1,258 | $42.50 | D | 9,255 | D | |
| Restricted Stock Units | holding | — | — | — | 23,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 22, 2016 | A | 3,416 | A | — | — | Common Stock | 3,416 | 3,416 | D |
| Performance SharesF1 | — | Feb 22, 2016 | M | 3,416 | D | — | — | Common Stock | 3,416 | 0 | D |
Explanation of responses
- F1On February 22, 2016, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2013 through December 31, 2015 performance period. The performance shares were paid in shares of the Company's common stock.
- F2Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations from the performance share certification on February 22, 2016, in accordance with the Company's administrative rules.
- F3The closing price of the Company's common stock on February 22, 2016, the date of certification.